SEC's Rule 30e-3 Change: How Financial Firms Need to Prepare for the Shift - O'Neil Digital Solutions
Back in October 2022, the Securities and Exchange Commission (SEC) released amendments to Rule 30e-3. Essentially, the changes instigate major reforms to: 1) shareholder reports for open-end mutual funds and exchange-traded funds (ETFs) registered on Form N-1A; and 2) advertisement rules for all registered investment companies, including closed-end funds and business development companies (BDCs). These
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Digital Solutions Guidelines for Public Financial Management in: Technical Notes and Manuals Volume 2023 Issue 007 (2023)
